Legal service
Governance, Risk & Compliance
Governance, risk and compliance form one system: rules for decision-making, a register of risks, and controls that keep the organization within its regulatory obligations.
Governance and compliance protect the organization before risk materialises. The work starts with mapping regulatory requirements, then identifying and documenting risks, then building controls and procedures.
Who this is for
- 01Boards and committees needing documented governance frameworks.
- 02Entities subject to multiple regulatory requirements.
- 03Compliance functions building their framework from scratch.
- 04Organizations needing a risk register and documented internal controls.
What's included
Scope of work
- Governance frameworks
- Compliance requirements
- Regulatory mapping
- Risk identification
- Risk registers
- Internal controls
- Compliance policies
- Governance documentation
- Internal procedures
How it works
- 01
Regulatory mapping
Listing the applicable regulatory requirements and their sources.
- 02
Identify risks
Describing legal risks and assessing their impact and likelihood.
- 03
Build controls
Designing the controls and procedures tied to each risk.
- 04
Document and review
Documenting the framework and setting a periodic review mechanism.